To see a complete listing of Federal Holidays for prior and future years click: Federal Holidays. After filing an NT K, the deadline for the K is extended 15 calendar days from the actual due date. After filing an NT Q, the deadline for the Q is extended five calendar days from the actual due date.
Due before end of 2nd business day in which a company insider trades registered securities in the company. Due to be printed and mailed 60 days following the end of each half-year by investment companies. Due 60 days after fiscal year end, Interim: 60 days after end of 2nd fiscal quarter.
Due to be printed and mailed 60 days following end of each half year by investment companies. Do not act or rely upon the results provided without seeking the services of competent professional counsel.
The holidays on this calendar are dynamically generated and have not been manually verified. Note: If a holiday falls on a Saturday or Sunday, the Federal observed holiday is moved to the preceding Friday or following Monday. Do not act or rely upon the information and advice provided on this page or elsewhere on this website without seeking the services of competent professional counsel.
Request a Demo Calendar Sign In. SEC Deadlines. Select basic ads. Create a personalised ads profile. Select personalised ads. Apply market research to generate audience insights. Measure content performance. Develop and improve products. List of Partners vendors. The form includes information about stock purchases made by employees, as well as any savings plans or similar plans that own interests in any securities that are registered under the Securities Act of , such as employee stock ownership plans ESOPs.
The Securities Exchange Act of authorized the creation of the Securities and Exchange Commission SEC , the regulatory arm of the Security and Exchange Act SEA , and set forth requirements for the markets and financial professionals in order to protect the investing public.
As a result of this act, publicly traded companies are required to disclose relevant information about their business and corporate structure to the SEC. The information required in SEC filings is made available to ensure that investors—including company employees—have access to timely, accurate data regarding the issuing company's financials and their business model, and can use that information to determine how financially and structurally sound a company is.
The information in Form K also helps potential investors predict a company's future performance and decide if they are going to invest in that company. Form K requires companies to provide audited financial statements for the past two fiscal years, an audited statement of income, and changes in plan equity for each of the latest three fiscal years of the plan. When employers offer defined-contribution plans to their employees—for example, an employer's k employee savings plan with a company stock fund component—they act as the plan sponsor.
They give their employees the option to contribute their own funds to the plan knowing that their money will be used to acquire securities. Companies are required to register all shares available through their defined-contribution plans on Form S-8 , in addition to filing a Form K annually.
The requirements for this annual reporting are detailed in the Securities and Exchange Act of Form K provides a summary of a company's performance for the year. It is more detailed than the report that is sent to shareholders annually.
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